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In semiotics, a
sign is something that can be interpreted as having a
meaning, which is something other than itself, and which is therefore able to communicate
information
to the one interpreting or decoding the sign. Signs can work through
any of the senses, visual, auditory, tactile, olfactory or taste, and
their meaning can be intentional such as a word uttered with a specific
meaning, or unintentional such as a
symptom being a sign of a particular medical condition.
There are two major theories about the way in which signs acquire the
ability to transfer information; both theories understand the defining
property of the sign as being a relation between a number of elements.
In the tradition of semiotics developed by
Ferdinand de Saussure
the sign relation is dyadic, consisting only of a form of the sign (the
signifier) and its meaning (the signified). Saussure saw this relation
as being essentially arbitrary motivated only by social convention.
Saussure's theory has been particularly influential in the study of
linguistic signs. The other major
semiotic theory developed by
C. S. Peirce defines the sign as a triadic relation as "something that stands for something, to someone in some capacity"
[1]
This means that a sign is a relation between the sign vehicle (the
specific physical form of the sign), a sign object (the aspect of the
world that the sign carries meaning about) and an interpretant (the
meaning of the sign as understood by an interpreter). According to
Peirce signs can be divided by the type of relation that holds the sign
relation together as either
icons, indices or
symbols.
Icons are those signs that signify by means of similarity between sign
vehicle and sign object (e.g. a portrait, or a map), indices are those
that signify by means of a direct relation of contiguity or causality
between sign vehicle and sign object (e.g. a symptom), and symbols are
those that signify through a law or arbitrary social convention.
Dyadic signs
According to
Saussure (1857–1913), a
sign is composed of the
signifier[2] (
signifiant), and the
signified (
signifié).
These cannot be conceptualized as separate entities but rather as a
mapping from significant differences in sound to potential (correct)
differential denotation. The Saussurean sign exists only at the level of
the
synchronic
system, in which signs are defined by their relative and hierarchical
privileges of co-occurrence. It is thus a common misreading of Saussure
to take signifiers to be anything one could speak, and signifieds as
things in the world. In fact, the relationship of language to
parole
(or speech-in-context) is and always has been a theoretical problem for
linguistics (cf. Roman Jakobson's famous essay "Closing Statement:
Linguistics and Poetics" et al.).
A famous thesis by Saussure states that the relationship between a
sign and the real-world thing it denotes is an arbitrary one. There is
not a natural relationship between a word and the object it refers to,
nor is there a causal relationship between the inherent properties of
the object and the nature of the sign used to denote it. For example,
there is nothing about the physical quality of paper that requires
denotation by the phonological sequence ‘paper’. There is, however, what
Saussure called ‘relative motivation’: the possibilities of
signification of a signifier are constrained by the
compositionality of elements in the linguistic system (cf.
Emile Benveniste's
paper on the arbitrariness of the sign in the first volume of his
papers on general linguistics). In other words, a word is only available
to acquire a new meaning if it is identifiably
different from all the other words in the language and it has no existing meaning.
Structuralism
was later based on this idea that it is only within a given system that
one can define the distinction between the levels of system and use, or
the semantic "value" of a sign.
Triadic signs
Charles Sanders Peirce (1839–1914) proposed a different theory. Unlike Saussure who approached the conceptual question from a study of
linguistics and
phonology, Peirce was a somewhat
Kantian philosopher who distinguished "sign" from "word" as only a particular kind of sign, and characterized the sign as the means to
understanding.
He covered not only artificial, linguistic, and symbolic signs, but
also all semblances (such as kindred sensible qualities), and all
indicators (such as mechanical reactions). He counted as symbols all
terms, propositions, and arguments even apart from their expression in
particular languages. He held that "all this universe is perfused with
signs, if it is not composed exclusively of signs".
[3] The setting of Peirce's study of signs is philosophical logic, which he defined as formal semiotic,
[4] and characterized as a normative field following esthetics and ethics, as more basic than metaphysics,
[5] and as the art of devising methods of research.
[6] He argued that, since all thought takes time, all thought is in signs,
[7] that all thought has the form of inference (even when not conscious and deliberate),
[7]
and that, as inference, "logic is rooted in the social principle",
since inference depends on a standpoint that, in a sense, is unlimited.
[8]
The result is a theory not of language in particular, but rather of the
production of meaning, and it rejects the idea of a static relationship
between a sign and that which it represents, its object. Peirce
believed that signs are meaningful through recursive relationships that
arise in sets of three.
Even when a sign represents by a resemblance or factual connection
independent of interpretation, the sign is a sign only insofar as it is
at least potentially interpretable by a mind and insofar as the sign is a
determination of a mind or at least a
quasi-mind, that which functions as if it were a mind, for example in crystals and the work of bees
[9]—the
focus here is on sign action in general, not on psychology,
linguistics, or social studies (fields which Peirce also pursued).
A sign is something which depends on an object in a way that enables (and, in a sense, determines) an interpretation, an
interpretant, to depend on the object
as the sign depends on the object.
The interpretant, then, is a further sign of the object, and thus
enables and determines still further interpretations, further
interpretant signs. The process, called
semiosis,
is irreducibly triadic, Peirce held, and is logically structured to
perpetuate itself. It is what defines sign, object, and interpretant in
general.
[10] As
Jean-Jacques Nattiez (1990: 7) put it, "the process of referring effected by the sign is
infinite."
(Note also that Peirce used the word "determine" in the sense not of
strict determinism, but of effectiveness that can vary like an
influence.
[11])
Peirce further characterized the three
semiotic elements as follows:
[12]
- Sign (or representamen[13]): that which represents the denoted object (cf. Saussure's "signifier").
- Object (or semiotic object): that which the sign represents (or as some put it, encodes). It can be anything thinkable, a law, a fact, or even a possibility (a semiotic object could even be fictional, such as Hamlet); those are partial objects; the total object is the universe of discourse,
the totality of objects in that world to which one attributes the
partial object. For example, perturbation of Pluto's orbit is a sign
about Pluto, but not only about Pluto. The object may be
- immediate to the sign, the object as represented in the sign, or
- dynamic, the object as it really is, on which the immediate object is founded.
- Interpretant (or interpretant sign): a sign's meaning or ramification as formed into a further sign by interpreting (or, as some put it, decoding) the sign. The interpretant may be:
- immediate to the sign, a kind of possibility, all that the sign is suited to immediately express, for instance a word's usual meaning;
- dynamic, that is, the meaning as formed into an actual effect, for example an individual translation or a state of agitation, or
- final or normal, that is, the ultimate meaning that
inquiry taken far enough would be destined to reach. It is a kind of
norm or ideal end, with which an actual interpretant may, at most,
coincide.
Peirce explained that signs mediate between their objects and their
interpretants in semiosis, the triadic process of determination. In
semiosis a
first is determined or influenced to be a sign by a
second, as its object. The object determines the sign to determine a
third as an interpretant.
Firstness itself is one of
Peirce's three categories of all phenomena,
and is quality of feeling. Firstness is associated with a vague state
of mind as feeling and a sense of the possibilities, with neither
compulsion nor reflection. In semiosis the mind discerns an appearance
or phenomenon, a potential sign.
Secondness is reaction or
resistance, a category associated with moving from possibility to
determinate actuality. Here, through experience outside of and
collateral to the given sign or sign system, one recalls or discovers
the object to which the sign refers, for example when a sign consists in
a chance semblance of an absent but remembered object. It is through
one's collateral experience
[14] that the object determines the sign to determine an interpretant.
Thirdness
is representation or mediation, the category associated with signs,
generality, rule, continuity, habit-taking, and purpose. Here one forms
an interpretant expressing a meaning or ramification of the sign about
the object. When a second sign is considered, the initial interpretant
may be confirmed, or new possible meanings may be identified. As each
new sign is addressed, more interpretants, themselves signs, emerge. It
can involve a mind's reading of nature, people, mathematics, anything.
Peirce generalized the communicational idea of utterance and interpretation of a sign, to cover all signs:
[15]
Admitting that connected Signs must have a
Quasi-mind, it may further be declared that there can be no isolated
sign. Moreover, signs require at least two Quasi-minds; a Quasi-utterer and a Quasi-interpreter;
and although these two are at one (i.e., are one mind) in the sign
itself, they must nevertheless be distinct. In the Sign they are, so to
say, welded. Accordingly, it is not merely a fact of human
Psychology, but a necessity of Logic, that every logical evolution of
thought should be dialogic.
According to Nattiez, writing with
Jean Molino, the tripartite definition of sign, object, and interpretant is based on the "
trace" or
neutral level,
Saussure's "sound-image" (or "signified", thus Peirce's
"representamen"). Thus, "a symbolic form...is not some 'intermediary' in
a process of 'communication' that transmits the meaning intended by the
author to the audience; it is instead the result of a complex
process of creation (the
poietic
process) that has to do with the form as well as the content of the
work; it is also the point of departure for a complex process of
reception (the
esthesic process that
reconstructs a 'message'"). (ibid, p. 17)
Molino's and Nattiez's diagram:
-
| Poietic Process |
Esthesic Process |
| "Producer" |
→ |
Trace |
← |
Receiver |
-
-
- (Nattiez 1990, p. 17)
Peirce's theory of the sign therefore offered a powerful analysis of
the signification system, its codes, and its processes of inference and
learning, because the focus was often on natural or cultural context
rather than linguistics which only analyses usage in slow-time whereas,
in the real world, there is an often chaotic blur of language and signal
exchange during human semiotic interaction. Nevertheless, the
implication that triadic relations are structured to perpetuate
themselves leads to a level of complexity not usually experienced in the
routine of message creation and interpretation. Hence, different ways
of expressing the idea have been developed.
Classes of triadic signs
By 1903
[16] Peirce came to
classify signs by three universal trichotomies dependent on his three categories (quality, fact, habit). He classified any sign:
[17]
- by what stands as the sign — either (qualisign, also called a tone) a quality — or (sinsign, also called token) an individual fact — or (legisign, also called type) a rule, a habit;
- by how the sign stands for its object — either (icon) by its
own quality, such that it resembles the object, regardless of factual
connection and of interpretive rule of reference — or (index) by factual connection to its object, regardless of resemblance and of interpretive rule of reference — or (symbol) by rule or habit of interpreted reference to its object, regardless of resemblance and of factual connection; and
- by how the sign stands for its object to its interpretant — either (rheme, also called seme,[18]
such as a term) as regards quality or possibility, as if the sign were a
qualisign, though it can be qualisign, sinsign, or legisign — or (dicisign, also called pheme, such as a proposition) as regards fact, as if the sign were an index, though it can be index or symbol — or (argument, also called delome[19]) as regards rule or habit. This is the trichotomy of all signs as building blocks in an inference process.
- Any qualisign is an icon. Sinsigns include some icons and some
indices. Legisigns include some icons, some indices, and all symbols.
- Any icon is a rheme. Indices (be they sinsigns or legisigns) include
some rhemes and some dicisigns. Symbols include some rhemes, some
dicisigns, and all arguments.
Lines of joint classification of signs.
Every sign is:[16]
|
1. |
|
2. |
|
3. |
| I. |
Qualisign |
or |
Sinsign |
or |
Legisign |
| and |
 |
| II. |
Icon |
or |
Index |
or |
Symbol |
| and |
|
| III. |
Rheme |
or |
Dicisign |
or |
Argument |
Because of those classificatory interdependences, the three
trichotomies intersect to form ten (rather than 27) classes of signs.
There are also various kinds of meaningful combination. Signs can be
attached to one another. A photograph is an index with a meaningfully
attached icon. Arguments are composed of dicisigns, and dicisigns are
composed of rhemes. In order to be embodied, legisigns (types) need
sinsigns (tokens) as their individual replicas or instances. A symbol
depends as a sign on how it
will be interpreted, regardless of
resemblance or factual connection to its object; but the symbol's
individual embodiment is an index to your experience of the object. A
symbol is instanced by a specialized indexical sinsign. A symbol such as
a sentence in a language prescribes qualities of appearance for its
instances, and is itself a replica of a symbol such as a proposition
apart from expression in a particular language. Peirce covered both
semantic and syntactical issues in his theoretical grammar, as he
sometimes called it. He regarded formal semiotic, as logic, as
furthermore encompassing study of arguments (
hypothetical,
deductive, and
inductive) and inquiry's methods including
pragmatism; and as allied to but distinct from logic's pure mathematics.
Peirce sometimes referred to the “ground” of a sign. The ground is the pure abstraction of a quality.
[20] A sign's ground is the
respect in which the sign represents its object, e.g. as in
literal and figurative language. For example, an icon
presents a characteristic or quality attributed to an object, while a symbol
imputes to an object a quality either presented by an icon or symbolized so as to evoke a mental icon.
Peirce called an icon apart from a label, legend, or other index
attached to it, a "hypoicon", and divided the hypoicon into three
classes: (a) the
image, which depends on a simple quality; (b) the
diagram, whose internal relations, mainly dyadic or so taken, represent by analogy the relations in something; and (c) the
metaphor, which represents the representative character of a sign by representing a parallelism in something else.
[21]
A diagram can be geometric, or can consist in an array of algebraic
expressions, or even in the common form "All __ is ___" which is
subjectable, like any diagram, to logical or mathematical
transformations. Peirce held that mathematics is done by diagrammatic
thinking — observation of, and experimentation on, diagrams. Peirce
developed for deductive logic a system of visual
existential graphs, which continue to be researched today.
20th century theories
It is now agreed that the effectiveness of the acts that may convert
the message into text (including speaking, writing, drawing, music and
physical movements) depends upon
the knowledge of the sender. If
the sender is not familiar with the current language, its codes and its
culture, then he or she will not be able to say anything at all, whether
as a visitor in a different language area or because of a medical
condition such as
aphasia (see
Roman Jakobson).
Modern theories deny the
Saussurian
distinction between signifier and signified, and look for meaning not
in the individual signs, but in their context and the framework of
potential meanings that could be applied. Such theories assert that
language is a collective memory or cultural history of all the different
ways in which meaning has been communicated, and may to that extent,
constitute all life's experiences (see
Louis Hjelmslev). Hjelmslev did not consider the sign to be the smallest
semiotic
unit, as he believed it possible to decompose it further; instead, he
considered the "internal structure of language" to be a system of
figurae, a concept somewhat related to that of
figure of speech, which he considered to be the ultimate semiotic unity.
[22][23][24]
This position implies that speaking is simply one more form of
behaviour and changes the focus of attention from the text as language,
to the text as a
representation of purpose, a functional version of the
author's intention. But, once the message has been transmitted, the text exists independently.
[citation needed]
Hence, although the writers who co-operated to produce this page
exist, they can only be represented by the signs actually selected and
presented here. The interpretation process in the receiver's mind may
attribute meanings completely different from those intended by the
senders. But, why might this happen? Neither the sender nor the receiver
of a text has a perfect grasp of all language. Each individual's
relatively small
stock of knowledge is the product of personal experience and their attitude to learning. When the
audience
receives the message, there will always be an excess of connotational
meanings available to be applied to the particular signs in their
context (no matter how relatively complete or incomplete their
knowledge, the
cognitive process is the same).
[citation needed]
The first stage in understanding the message is therefore, to suspend
or defer judgement until more information becomes available. At some
point, the individual receiver decides which of all the possible
meanings represents the best possible "fit". Sometimes, uncertainty may
not be resolved, so meaning is indefinitely deferred, or a provisional
or approximate meaning is allocated. More often, the receiver's desire
for
closure (see
Gestalt psychology) leads to simple meanings being attributed out of prejudices and without reference to the sender's intentions.
[citation needed]
Postmodern theory
Within
critical theory,
the notion of sign takes various usages. "Many postmodernist theorists
postulate a complete disconnection of the signifier and the signified.
An
'empty' or 'floating signifier'
is variously defined as a signifier with a vague, highly variable,
unspecifiable or non-existent signified. Such signifiers mean different
things to different people: they may stand for many or even any
signifieds; they may mean whatever their interpreters want them to
mean."
[25]
See also
Notes
- ^ Marcel Danesi and Paul Perron, Analyzing Cultures.
- ^ Mardy S. Ireland defines a signifier as:
A unit of something (i.e., a word, gesture) that can carry ambiguous/multiple meanings (e.g., as U.S. President Bill Clinton once said, "It depends on what the meaning of the word 'is', is")
Ireland, Mardy S. (2003). The Art of the Subject: Between Necessary Illusion and Speakable Desire in the Analytic Encounter. Other Press. 159051033X. p. 13.
- ^ Peirce, C. S., Collected Papers, v. 5, paragraph 448 footnote, from "The Basis of Pragmaticism" in 1906.
- ^ Peirce, C.S., 1902, Application to the Carnegie Institution, Memoir 12, "On the Definition of Logic", Eprint. Note that by "logic" Peirce means a part of philosophy, not the mathematics of logic. (See Classification of the sciences (Peirce).
- ^ On his classifications, see Peirce, C.S. (1903), Collected Peirce v. 1, paragraphs 180–202 Eprint and (1906) "The Basis of Pragmaticism" in The Essential Peirce v. 2, pp. 372–3. For relevant quotes, see "Philosophy" and "Logic" in the Commens Dictionary of Peirce's Terms.
- ^ Peirce, C.S., 1882, "Introductory Lecture on the Study of Logic" delivered September 1882, Johns Hopkins University Circulars, v. 2, n. 19, pp. 11–12, November 1892, Google Book Eprint. Reprinted in Collected Papers v. 7, paragraphs 59–76, The Essential Peirce v. 1, pp. 210–14, and Writings of Charles S. Peirce v. 4, pp. 378–82.
- ^ a b Peirce, C.S. (1868), "Questions concerning certain Faculties claimed for Man" (Arisbe Eprint), Journal of Speculative Philosophy vol. 2, pp. 103–114. Reprinted in Collected Papers v. 5, paragraphs 213–63.
- ^ Peirce, C. S. (1878) "The Doctrine of Chances", Popular Science Monthly, v. 12, pp. 604–15, 1878, reprinted in Collected Papers, v. 2, paragraphs 645–68, Writings of Charles S. Peirce v. 3, pp. 276–90, and The Essential Peirce
v. 1, pp. 142–54. "...death makes the number of our risks, the number
of our inferences, finite, and so makes their mean result uncertain. The
very idea of probability and of reasoning rests on the assumption that
this number is indefinitely great. .... ...logicality inexorably
requires that our interests shall not be limited. .... Logic is rooted
in the social principle."
- ^ See under "Quasi-mind" in the Commens Dictionary of Peirce's Terms.
- ^ For Peirce's definitions of sign and semiosis, see under "Sign" and "Semiosis, semeiosy" in the Commens Dictionary of Peirce's Terms; and "76 definitions of sign by C. S. Peirce" collected by Robert Marty. Peirce's "What Is a Sign" (MS 404 of 1894, Essential Peirce v. 2, pp. 4–10) provides intuitive help.
- ^ For example, Peirce said "determined (i.e., specialized, bestimmt)" in a letter to William James, dated 1909, see p. 492 in The Essential Peirce v. 2.
- ^ For Peirce's definitions of immediate object and the rest, see the Commens Dictionary of Peirce's Terms.
- ^ Pronounced with the “a” long and stressed: /rɛprɨzɛn.ˈteɪmən/. See wiktionary:representamen.
- ^ In
that context Peirce speaks of collateral experience, collateral
observation, collateral acquaintance, all in much the same terms. See
pp. 404–9 in "Pragmatism" in The Essential Peirce v. 2. Ten quotes on collateral experience from Peirce provided by Joseph Ransdell can be viewed here at peirce-l's Lyris archive.
- ^ Peirce (1906), "Prolegomena To an Apology For Pragmaticism", The Monist, v. XVI, n. 4, pp. 492–546, see pp. 523–4, Google Books Eprint. Reprinted in Collected Papers v. 4, paragraphs 530–72, see 551.
- ^ a b Peirce (1903 MS), "Nomenclature and Divisions of Triadic Relations, as Far as They Are Determined", under other titles in Collected Papers (CP) v. 2, paragraphs 233–72, and reprinted under the original title in Essential Peirce (EP) v. 2, pp. 289–99. Also see image of MS 339 (August 7, 1904) supplied to peirce-l by Bernard Morand of the Institut Universitaire de Technologie (France), Département Informatique.
- ^ For more as to the definitions, terminology, and development of the classifications, see the Commens Dictionary of Peirce's Terms
- ^ In 1902 Peirce used the word "seme" instead for an index, especially an indexical sinsign. See Collected Papers v. 2, paragraph 283.
- ^ Peirce said, "pronounce deeloam, from δήλωμα", Peirce (1906), "Prolegomena to an Apology for Pragmaticism", The Monist, v. 16, n. 4, pp. 492–546, see 507. Reprinted in Collected Papers v. 4, paragraphs 530–572, see 538. Eprint.
- ^ Peirce, C.S. (1867), "On a New List of Categories", Proceedings of the American Academy of Arts and Sciences, v. 7 (1868), pp. 287–98. (Delivered orally by Peirce in 1867 and distributed by him in 1867 as part of an extract).
- ^ Peirce, Collected Papers v. 2, paragraphs 276–7, written circa 1902. See under "Diagram" in the Commens Dictionary of Peirce's Terms.
- ^ Hjelmslev [1943] Prolegomena to a Theory of Language, pp.47, 65, 67, and cf. 6.26, 30
- ^ Robert de Beaugrande (1991) [Linguistic Theory: The Discourse of Fundamental Works], section on Louis Hjelmslev.
- ^ Nöth, Winfried (1990) Handbook of semiotics, pp.66, 70-1 section 3
- ^ Daniel Chansler, Semiotics: the basics, Rutledge 2007, page 78
External links
- Associations and journals
- American Journal of Semiotics, Joseph Brent, Editor, & John Deely, Managing Editor — from the Semiotic Society of America.
- Applied Semiotics / Sémiotique appliquée (AS/SA), Peter G. Marteinson & Pascal G. Michelucci, Editors.
- Approaches to Semiotics (1969–97 book series), Thomas A. Sebeok, Alain Rey, Roland Posner, et al., Editors.
- Approaches to Applied Semiotics (2000–2009 book series), Thomas Sebeok et al., Editors.
- Biosemiotics, Marcello Barbieri, Editor-in-Chief — from the International Society for Biosemiotic Studies.
- Center for Semiotics, Aarhus University, Denmark.
- Cognitive Semiotics, Per Aage Brandt & Todd Oakley, Editors-in-Chief.
- Cybernetics and Human Knowing, Søren Brier, Chief Editor.
- International Journal of Signs and Semiotic Systems (IJSSS), Angelo Loula & João Queiroz, Editors.
- Open Semiotics Resource Center. Journals, lecture courses, etc.
- S.E.E.D. Journal (Semiotics, Evolution, Energy, and Development) (2001–7), Edwina Taborsky, Editor — from SEE.
- Semiotica, Marcel Danesi, Chief Editor — from the International Association for Semiotic Studies.
- Semiotiche, Gian Paolo Caprettini, Managing Director; Andrea Valle & Miriam Visalli, Editors. Some articles in English. Home site seems gone from Web, old url [1] no longer good, and Wayback Machine cannot retrieve.
- Semiotics, Communication and Cognition (book series), Paul Cobley & Kalevi Kull, Editors.
- SemiotiX New Series: A Global Information Bulletin, Paul Bouissac et al.
- Sign Systems Studies, Kalevi Kull, Kati Lindstrom, Mihhail Lotman, Timo Maran, Silvi Salupere, Peeter Torop, Editors — from the Dept. of Semiotics, U. of Tartu, Estonia.
- Signs - International Journal of Semiotics. Martin Thellefsen, Torkild Thellefsen, & Bent Sørensen, chief eds.
- Tartu Semiotics Library (book series), Peeter Torop, Kalevi Kull, Silvi Salupere, Editors.
- The Public Journal of Semiotics, Paul Bouissac, Editor in Chief; Alan Cienki, Associate Editor; René Jorna, Winfried Nöth.
- The Semiotic Review of Books, Gary Genosko, General Editor; Paul Bouissac, Founding Editor.
- Transactions of the Charles S. Peirce Society, Cornelis de Waal, Chief Editor — from The Charles S. Peirce Society.
- Versus: Quaderni di studi semiotici, founded by Umberto Eco.
